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Equities Symbology

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The following is a suffix list for the Equity Symbol Format to be used in the DAS Platform. For example, “BAC Preferred Class B” in DAS Platform will be “BAC-B”.

Security Categorization DAS Platform Suffix
Preferred –
Preferred Class “A”* -A
Preferred Class “B”* -B
Class “A”* .A
Class “B”* .B
Preferred when distributed -$
When distributed $
Warrants +
Warrants Class “A”* +A
Warrants Class “B”* +B
Called ~
Class “A” Called* .A~
Preferred called -~
Preferred “A” called* -A~
Preferred “A” when issued* -A#
Emerging Company Marketplace !
Partial Paid @
Convertible %
Convertible called %~
Class Convertible .A%/
Preferred (class A) Convertible -A%
Preferred (class A) when Distributed -A$
Rights ^
Units =
When issued #
Rights when issued ^#
Preferred when issued -#
Class “A” when issued* .A#
Warrant when issued +#

Reference: http://www.nasdaqtrader.com/trader.aspx?id=CQSsymbolconvention

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